Securities Litigation

We routinely represent clients in litigation and arbitration, including FINRA arbitration, concerning state and federal securities laws.  Our securities litigation practice ranges from litigation emanating from IPOs to shareholder disputes in connection with consolidations, mergers and acquisitions, tender offers, and other business combinations. The practice also includes disputes between customers and investment advisers or broker-dealers and disputes among securities market participants.

In addition, we represent inside and outside directors of public companies and representatives of registered investment advisers and broker-dealers in matters involving challenges to public disclosures, as well as investigations brought by federal and state regulators. In the context of securities litigation related to mergers and acquisitions of public companies, we represent acquirers, targets, and their respective stakeholders. We also handle matters emerging from insurance coverage issues raised in such disputes.