Advised several foreign banks on U.S. securities law compliance in connection with the sale of foreign securities (including mutual fund interests and basket securities) to U.S. and foreign purchasers.

Represented U.S. issuer in connection with its $15 million offering of stock and listing on the Frankfurt Stock Exchange under Regulation S.

Represented pre-IPO investors in connection with the secondary offering of their shares in a NASDAQ National Market listed company in a transaction valued at $20 million.

We are routinely representing issuers in public and private offerings, including Regulation D, S and Section 4(2) offerings of equity and debt, secondary offerings, private equity lines and PIPE financings ranging in size from $400,000 to $10 million.