| Securities Law |
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We help our clients navigate through the complexities of the U.S. securities laws. We advise foreign and domestic companies and their financial advisor's on the securities law implications of public equity and debt financings ranging in size from less than $1 million to over $100 million. In addition, we regularly advise companies and investors as to compliance with the United States securities laws, state securities laws, and the rules and regulations of the principal U.S. securities markets. The principal focus of our securities law practice is on cross-border financing and investment transactions involving U.S. companies or U.S. investors. In these transactions we prepare the necessary filings with the U.S. Securities and Exchange Commission (SEC), state regulatory bodies, and self-regulatory organizations, such as the principal U.S. securities markets and NASD. Our practice also includes structuring public and private investment funds and the representation of investors in such funds. We regularly advise our fund clients and investors as to compliance with issues arising under the Investment Company Act of 1940 and the federal tax laws, particularly in an international context. |
