Corporate and Securities

We represent international and domestic entrepreneurial and start-up companies, multinationals, investors, asset and fund managers, investment advisers, broker-dealers and international financial institutions in:

  • Mergers, acquisitions, and restructurings of public and private companies
  • Equity financings, including preferred stock, and convertible note financings
  • Secured and unsecured lending
  • Joint ventures and strategic alliances
  • Cross-border investments
  • Formation and maintenance of legal entities
  • Public offerings of securities
  • Private placements and Regulation S offerings
  • Compliance with Securities Exchange Act reporting, including Forms 10-K and 10-Q, Forms 3, 4, and 5, and Schedules 13D and 13G
  • Insider trading compliance
  • Broker-dealer and investment adviser registration and compliance